Tom Hanusik is a partner in Washington, D.C. and a member of Crowell & Moring's White Collar & Regulatory Enforcement Group, which Law360 named a "White Collar Group of the Year" in 2012 and one of ten "FCPA Powerhouses" in 2013. Since 2014, Tom has consistently been nationally ranked as a leading individual in Chambers USA in the area of White-Collar Crime & Government Investigations, and since 2021 in the area of FCPA. Tom is also chair of Crowell & Moring's Investigations Practice and a member of the firm's Management Board.
Tom's practice focuses on white collar defense, SEC Enforcement, FINRA Enforcement and internal investigations. He defends publicly traded and privately held companies, senior executives, board members and politicians during internal and government investigations, criminal and civil trials, regulatory enforcement actions, and appeals. Tom has over twenty years of trial and appellate experience. He also leads teams conducting internal investigations on behalf of companies, boards of directors and board committees, as well as advising corporate clients on remedial measures, compliance programs and training. Tom's recent engagements include representing institutions and executives in matters involving alleged violations of federal securities laws including financial fraud, insider trading, FCPA and Section 5 violations, AML requirements, federal and state tax offenses, public corruption and violations of U.S. export controls and sanctions regulations.
Tom is Chambers-ranked as an experienced FCPA and white-collar crime practitioner and chairs the firm's Investigations Practice. Comments about him note, "He is very collaborative and easy to work with, and is a very strong advocate for his clients." "He understands our business well, particularly the balance that is required between protecting the business and allowing it to grow." "Thomas is incredibly knowledgeable. He gave incredible expert strategic advice, created great work product, and provided spectacular results."
Select Representations
- Conducted an internal investigation in Argentina and led the self-reporting to and negotiations with the SEC and DOJ on behalf of client Ralph Lauren Corporation in a matter involving allegations of Foreign Corrupt Practices Act (FCPA) violations. Result: successfully resolved the case through unprecedented dual non-prosecution agreements (NPA) with the SEC and DOJ, including the first NPA provided by the SEC to an issuer in an FCPA matter. [Click here for related coverage]
- Defended a CFO of a publicly traded company in an SEC investigation and litigation where the charges included multiple violations of the antifraud provisions of the federal securities laws. Result: secured an unprecedented summary judgment ruling denying the SEC's efforts to obtain any injunctive relief or officer and director bar. [Click here for the court opinion]
- Defended a registered investment advisor group following an SEC-OCIE examination and issuance of a lengthy deficiency letter. Result: convinced the SEC to close the matter without any enforcement action against the group or its executives.
- Represented a well-known broker-dealer as lead counsel in FINRA enforcement investigation regarding allegations of trading unregistered securities without appropriate money-laundering detection capabilities in place. Negotiated a favorable settlement with FINRA.
- Defended a CEO and his businesses during a federal criminal tax investigation. Result: after numerous productions and presentations, IRS-CID closed its investigation without taking any action.
- Defended publicly traded and privately held companies and executives, including CEOs, in the midst of several Securities and Exchange Commission (SEC) and U.S. Department of Justice (DOJ) investigations involving alleged FCPA violations. Results: secured declinations, public and private non-prosecution agreements and deferred-prosecution agreements for these clients.
- Conducting internal investigations domestically and abroad for clients confronting FCPA issues and leading the self-reporting efforts to DOJ and SEC.
- Defending senior executives at publicly traded financial institutions and mortgage securitization companies in connection with SEC and DOJ investigations regarding the subprime crisis.
- Defending publicly traded companies, board members and outside counsel responding to Financial Industry Regulatory Authority (FINRA) and SEC inquiries concerning potential insider trading.
- Defending numerous senior executives of publicly-traded companies in SEC accounting fraud-revenue recognition investigations.
- Defending a Registered Representative in connection with a market manipulation investigation by the SEC.
- Defending elected federal officials, law firms and lawyers involved in grand jury investigations involving allegations of public corruption.
Government Service
Tom joined Crowell & Moring after almost 12 years at the DOJ and SEC. While at DOJ, Tom was one of the original prosecutors on the Enron Task Force, where he successfully prosecuted a number of senior Enron executives and external advisers. He was then promoted to assistant chief in the Criminal Division, Fraud Section, where he also served as senior counsel for Securities Fraud. Prior to joining DOJ, Tom was senior counsel in the SEC's Division of Enforcement, where he successfully prosecuted a series of insider trading and financial fraud cases.
Throughout his career at both the DOJ and SEC, Tom led, supervised, and coordinated a number of parallel criminal grand jury and civil law enforcement investigations. In addition to the Enron Task Force, Tom was a member of the inter-agency Securities and Commodities Fraud Working Group at DOJ and he was active in DOJ's corporate fraud initiative. Tom has also participated in the negotiation of corporate-level dispositions on behalf of the government, including civil injunctive actions and cease-and-desist proceedings, and criminal deferred-prosecution and non-prosecution agreements.
Just prior to joining Crowell & Moring, Tom led DOJ's prosecution team investigating the abuse of finite reinsurance products in the insurance industry. He also has extensive experience prosecuting criminal and civil cases involving conspiracy, bank fraud, insider trading, money laundering, counterfeiting, identity theft, social security fraud and education loan fraud. He has extensive experience with extradition requests, gathering foreign evidence through Mutual Legal Assistance Treaties (MLATs), and investigating alleged FCPA violations.
Awards and Affiliations
- Chambers USA: America's Leading Lawyers for Business: Nationally ranked as a “Leading Individual” and recommended in the area of White-Collar Crime & Government Investigations — Washington D.C (2014 - 2022)
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Chambers USA: America's Leading Lawyers for Business: Nationally ranked as a “Leading Individual” and recommended in the area of FCPA — Nationwide (2021 - 2022)
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Barrister, Edward Bennett Williams Inn of Court
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Duke Law Alumni Association Board of Directors
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Assistant Attorney General's Award for Financial Integrity
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Letters of commendation from the Attorney General and the FBI Director
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Special Achievement Awards and Meritorious Awards for exemplary service
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Award for Public Service from the United States Attorney for the Eastern District of Virginia
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Chair, Strategic Business Acceptance Subcommittee
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Co-chair, ABA National Institute on Securities Fraud
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Co-chair, ABA Securities Fraud Subcommittee
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Co-chair, ABA Upjohn Task Force
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Member, ABA White Collar Committee, Criminal Justice Section and Parallel Proceedings Task Force
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Member, Business Development and Acceptance Committee
Affiliations
Admitted to practice: District of Columbia, New York, and numerous federal courts
Insights
Speeches & Presentations
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"Nuts & Bolts of Investigations: Protecting Privilege," Lexology Webinar, 2022.
(May 19, 2022).
Speakers: Nimrod Haim Aviad, Thomas A. Hanusik, mMaarten Stassen and Laurence Winston.
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"Evolving ESG Standards: Disclosures, Procurement, Insurer Demands, and Beyond," Crowell & Moring, Webinar.
(November 16, 2021).
Speakers: Paul Freeman, Kris D. Meade, Thomas A. Hanusik, and Miranda H. Turner.
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"Anti-Corruption & Sanctions Investigations," Investigations: Readiness and Response Webinar Series
(April 29, 2021).
Presenters: Nimrod Haim Aviad, Thomas A. Hanusik, Michelle J. Linderman, Warrington Parker, and Robert Clifton Burns.
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"Anti-Corruption Issues When Doing Business in Latin America," The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2021
(April 12, 2021).
Presenter: Thomas A. Hanusik.
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"Getting a subpoena: Are you ready?" Crowell & Moring Webinar
(October 13, 2020).
Presenters: James G. Flood, Thomas A. Hanusik, Rebecca Monck Ricigliano, and Michael Shaheen.
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"COVID-19 Enforcement: Players, Risks, and Preparation Strategies," Crowell & Moring Webinar
(May 8, 2020).
Presenters: James G. Flood, Thomas A. Hanusik, Mana E. Lombardo, Rebecca Monck Ricigliano, and David Robbins.
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"Navigating Uncharted Territory: Ensuring Your Compliance Function and Program Remain a Priority in the Current Environment," Crowell & Moring Webinar
(April 14, 2020).
Presenters: Evan Y. Chuck, Thomas A. Hanusik, Carlton Greene, Michelle J. Linderman, and Andrew Blasi.
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"The COVID-19 Pandemic and Downstream Risk: What Companies Should Do Now to Protect Themselves Against Government Investigations and Enforcement Later," Crowell & Moring Webinar
(April 7, 2020).
Presenters: Thomas A. Hanusik, David B. Robbins, Paul M. Rosen, Gail D. Zirkelbach, and Tiffany Wynn.
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"Advising International Senior Executives and Founders Accused of Serious Wrongdoing: Anatomy of a Cross-Border Misconduct Investigation," International Forum of Senior Executive Advisers, London, UK
(February 4, 2020).
U.S. Adviser: Thomas A. Hanusik.
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"Internal Employment and Related Regulatory and Criminal Aspects of International Anti-Bribery and Corruption, and Financial Investigations," ABA Section of Labor & Employment Law International Labor and Employment Law Committee Midyear Meeting, Buenos Aires, Argentina
(May 8, 2019).
Panelist: Thomas A. Hanusik.
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"Investigations 201: The FCPA Marches On Under the Trump Administration," Crowell & Moring Webinar
(September 6, 2017).
Presenters: Thomas A. Hanusik, Cari N. Stinebower, Laura Schwartz.
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"PLI's Internal Investigations 2017," New York
(June 19, 2017).
Panelist: Thomas A. Hanusik.
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"Plenary Session: 2016: The Year in Review; 2017 The Year Ahead," ABA - 11th Annual National Institute on Securities Fraud, Park City, UT
(January 12, 2017).
Moderator: Thomas A. Hanusik.
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"Enforcement: Current Priorities and Trends," FINRA's 2016 Annual Conference, Washington, D.C.
(May 24, 2016).
Presenter: Thomas A. Hanusik.
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"2015: The Year in Review," ABA - 10th Annual National Institute on Securities Fraud, New Orleans, LA
(October 1, 2015).
Presenter: Thomas A. Hanusik.
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"Year in Review," ABA's Eighth Annual National Institute on Securities Fraud, New Orleans, LA
(October 24-25, 2013).
Moderator: Thomas A. Hanusik.
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"M&A Due Diligence," ABA's Sixth Annual National Institute on the Foreign Corrupt Practices Act, Washington, D.C.
(September 18-20, 2013).
Moderator: Thomas A. Hanusik.
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"Commencing the Investigation: Considerations at the Outset," PLI Internal Investigations 2013
(June 25, 2013).
Speaker: Thomas A. Hanusik.
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"SEC Consent Decrees," Corporate Crime Reporter Neither Admit Nor Deny: Corporate Crimes in the Age of Deferred Prosecutions, Consent Decrees, Whistleblowers & Monitors, Washington, D.C.
(May 3, 2013).
Speaker: Thomas A. Hanusik.
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"Securities Fraud: What is Happening Post-Indictment," 27th Annual National Institute on White Collar Crime
(March 6-8, 2013).
Panelist: Thomas A. Hanusik.
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"Plenary Session: The Year in Review," ABA's Seventh Annual National Institute on Securities Fraud, New Orleans, LA
(November 15-16, 2012).
Presenter: Thomas A. Hanusik.
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"Commencing the Investigation: Considerations at the Outset," Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd-Frank World, Practising Law Institute, New York, NY
(June 26, 2012).
Presenter: Thomas A. Hanusik.
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"Developments, Trends, Expectations in Securities Fraud Investigations and Prosecutions," 6th Annual Institute on Securities Fraud, New Orleans, LA
(November 3-4, 2011).
Moderator: Thomas A. Hanusik.
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"The UK Bribery Act and Foreign Corrupt Practices Act: What US Companies Need to Know," Crowell & Moring Breakfast Briefing, New York, NY
(September 21, 2011).
Speaker: Thomas A. Hanusik.
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"Commencing the Investigation: Considerations at the Outset," Internal Investigations 2011: Investigations in the Aftermath of Dodd-Frank, Practising Law Institute, New York, NY
(June 28, 2011).
Presenter: Thomas A. Hanusik.
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"Plenary Session: Developments, Trends and Expectations in Securities Fraud Investigations and Prosecutions," ABA's Fifth Annual National Institute on Securities Fraud, New Orleans, LA
(October 7, 2010).
Moderator: Thomas A. Hanusik.
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"Plenary Session: Developments, Trends and Expectations in Securities Fraud Investigations and Prosecutions," ABA's Fourth Annual National Institute on Securities Fraud, Washington, DC
(October 15, 2009).
Moderator: Thomas A. Hanusik.
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"Litigation & White Collar Crime Corporate Special Investigations," AICPA National Forensic Accounting Conference 2009, Orlando, FL
(September 23, 2009).
Panelist: Thomas A. Hanusik.
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"Developing and Growing Your Niche Litigation Practice," AICPA National Forensic Accounting Conference 2009, Orlando, FL
(September 23, 2009).
Panelist: Thomas A. Hanusik.
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"Webinar: The FCPA in India," United States India Business Council
(June 2009).
Presenter: Thomas A. Hanusik.
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"Government Investigations Luncheon Speaker," FIOS VA, Tyson’s Corner, VA
(June 18, 2009).
Presenter: Thomas A. Hanusik.
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"Survival Skills for Global Legal Practitioners," International Bar Association, 12th Transnational Crime Conference, New York, NY
(June 12, 2009).
Panelist: Thomas A. Hanusik.
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"Securities Enforcement," ABA's 23rd Annual National Institute on White Collar Crime, San Francisco, CA
(March 5, 2009).
Panelist: Thomas A. Hanusik.
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"Credit Default Swaps: Exploring the Controversy," Crowell & Moring Litigation & Bankruptcy Webinar
(November 20, 2008).
Co-Presenters: Thomas A. Hanusik and William J. McSherry Jr.
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"Plenary Session: Developments, Trends and Expectations in Securities Fraud Investigations and Prosecutions," ABA's Third Annual National Institute on Securities Fraud, Washington, DC
(October 2, 2008).
Moderator: Thomas A. Hanusik.
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"Plenary Session: Developments, Trends and Expectations in Securities Fraud Investigations and Prosecutions," ABA's Second Annual National Institute on Securities Fraud, Washington, DC
(October 25, 2007).
Moderator: Thomas A. Hanusik.
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"Plenary Session: Developments, Trends and Expectations in Securities Fraud Investigations and Prosecutions," ABA's First Annual National Institute on Securities Fraud, Washington, DC
(September 28, 2006).
Moderator: Thomas A. Hanusik.
Publications
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"DOJ's 'Déjà Vu All Over Again' For Corporate Crime," Westlaw Today
(November 10, 2021).
Authors: Thomas A. Hanusik, Rebecca Monck Ricigliano, Sarah Bartle, and Tiffany Wynn.
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"Preparing For The ‘Surge’: Enhanced Corporate Enforcement," Westlaw Today
(October 20, 2021).
Authors: Thomas A. Hanusik, Evan Y. Chuck, Anand Sithian, Sarah Bartle.
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"Gap Year: COVID-19's Impact on White-Collar Crime Enforcement and Defense," Criminal Justice, Vol. 35, No. 3
(Fall 2020).
Authors: Thomas A. Hanusik, Daniel L. Zelenko, Nimrod Haim Aviad, and Laura Schwartz.
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"The Rise of Insider Trading as a Title 18 Offense," The Review of Securities & Commodities Regulation, Vol. 53, No. 5
(March 11, 2020).
Authors: Thomas A. Hanusik, Rebecca Monck Ricigliano, and Nimrod Haim Aviad.
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"Clarifications Needed After DOJ's New FCPA Policy," Law360
(March 22, 2019).
Authors: Derek A. Hahn, Dalal Hasan, Thomas A. Hanusik, and Stephen M. Byers.
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"Cooperation Credit, Ethical Implications, Privilege and Upjohn Warnings," PLI Current: White Collar Practice Journal, Vol. 1, No. 1
(November 2018).
Author: Thomas A. Hanusik.
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"Financial Regulators Have Gotten the Memo—The "Brand Memo"" SA Financial Regulation Journal
(September 21, 2018).
Authors: William S.W. Chang, Linda Lerner, Cari N. Stinebower, Thomas A. Hanusik and Rebecca Monck Ricigliano.
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"White Collar – The Yates Memo: Presumption of Guilt?" Crowell & Moring's Litigation Forecast 2017
(January 2017).
Contributor: Thomas Hanusik.
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"IRS And SEC Have Contrary Views On Disgorgement," Law360
(June 20, 2016).
Authors: Thomas A. Hanusik, Jennifer A. Ray, and Jared Engelking.
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"What's Missing From The SEC's Forum Selection Guidance," Law360
(May 21, 2015).
Authors: Thomas A. Hanusik, Janet Levine, Daniel L. Zelenko, and Joanne Oleksyk.
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"Regulatory Forecast 2015: What Corporate Counsel Need to Know for the Coming Year," a Crowell & Moring LLP publication
(January 2015).
Contributor.
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"JANUS: The Supreme Court's Statement about Ultimate Authority," Criminal Justice, Vol. 27, No. 4
(Winter 2013).
Co-Authors: Thomas A. Hanusik and Megan L. Wolf.
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"Is Civil Loss Causation Applicable to Federal Criminal Sentencings?" BNA's Securities Regulation & Law Report
(January 16, 2012).
Co-Authors: Thomas A. Hanusik and Rebecca Baden Chaney.
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"Upjohn Warnings: Recommended Best Practices When Corporate Counsel Interacts with Corporate Employees," American Bar Association Publications
(July 2009).
Co-Author: Thomas A. Hanusik, with members of Upjohn Warnings Task Force.
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"Averse to Adverse Inferences? Rethinking the Scope Of the Fifth Amendment Protections in SEC Proceedings," BNA's Securities Regulation & Law Report
(March 2009).
Author: Thomas A. Hanusik.
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"I Don't Live in the United States, So How Can the SEC Sue Me? SEC Actions against a Foreign National Living Outside the United States," Bloomberg Securities Law Report
(September 2008).
Contributed by: Thomas A. Hanusik and Traci L. Rodriguez.
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"Stay Firm on the Privilege: Despite Calls for Selective Waivers, Traditional Principles Still Have Merit," Legal Times, Vol.XXX, No. 33
(August 13, 2007).
Co-Authors: Thomas A. Hanusik and Philip T. Inglima.
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"Sarbanes-Oxley: Broader Statutes, Bigger Penalties," Securities & Commodities Regulation, Vol. 39, No. 17
(October 4, 2006).
Author: Thomas A. Hanusik.
Client Alerts & Newsletters
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"Good Actors Win with the DOJ’s New Policies on Corporate Crime,"
White Collar Alert
(September 21, 2022).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko, Rebecca Lennon Baskin
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"Empowering Chief Compliance Officers? Certifications are Now Required under DOJ Resolution Policy,"
Whistleblowing – A Guide to Compliance
(June 24, 2022).
Contacts: Thomas A. Hanusik, Nimrod Haim Aviad, Rebecca Lennon Baskin
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"SEC Charges Vale with Securities Law Violations after Brumadinho Dam Collapse,"
White Collar Alert
(April 28, 2022).
Contacts: Elizabeth B. Dawson, Michael D. Mann, Thomas A. Hanusik, Jeff Severson
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"The SEC Seeks to Expand Scope of Required Climate Risk Disclosures,"
Environment & Natural Resources Law Alert
(March 22, 2022).
Contacts: Thomas A. Hanusik, Elizabeth B. Dawson, Byron R. Brown, Jeff Severson
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"Largest South Korean Telecom Company Agrees to Pay $6.3 Million to Settle FCPA Allegations,"
White Collar Alert
(February 24, 2022).
Contacts: Thomas A. Hanusik, Agustin D. Orozco
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"Texas Court Dismisses DOJ’s FCPA and Money Laundering Claims Finding DOJ’s Agency Theory of Liability Unconstitutional,"
White Collar Alert
(November 17, 2021).
Contacts: Thomas A. Hanusik, Warrington Parker, Nimrod Haim Aviad
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"DOJ’s “Déjà vu All Over Again” for Corporate Crime,"
White Collar Alert
(November 1, 2021).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko, Rebecca Monck Ricigliano, Sarah Bartle
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"Preparing for the “Surge”: Enhanced Corporate Enforcement is Coming,"
White Collar Alert
(October 12, 2021).
Contacts: Thomas A. Hanusik, Evan Y. Chuck, Anand Sithian, Sarah Bartle
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"FCPA Guidance Update: DOJ and SEC Release Second Edition of Resource Guide to the U.S. Foreign Corrupt Practices Act,"
White Collar Alert
(July 9, 2020).
Contacts: Thomas A. Hanusik, Kelly T. Currie, Derek A. Hahn, Nimrod Haim Aviad, Arlen Pyenson
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"Supreme Court Upholds SEC's Ability to Seek Disgorgement, With Limits,"
White Collar Alert
(June 24, 2020).
Contacts: Daniel L. Zelenko, Thomas A. Hanusik, Nimrod Haim Aviad, Danielle Giffuni
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"Revisions to DOJ’s Corporate Compliance Guidance Indicate that a Dynamic, Data-Driven and Well-Resourced Compliance Program is More Important than Ever,"
White Collar Alert
(June 8, 2020).
Contacts: Lorraine M. Campos, Paul Freeman, Carlton Greene, Derek A. Hahn, Thomas A. Hanusik
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"SEC Issues Public Statement Regarding the Impact of COVID-19 on Earnings Guidance,"
Corporate Alert
(April 15, 2020).
Contacts: William J. Bruno, Renée Delphin-Rodriguez, Sarah Gilbert, Thomas A. Hanusik, Michael W. Lieberman, Rebecca Monck Ricigliano, Daniel L. Zelenko
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"CARES Act Means Welcome Relief for Many, But Not Without Plenty of Scrutiny for Those Who Partake,"
White Collar Alert
(April 3, 2020).
Contacts: Kelly T. Currie, James G. Flood, Thomas A. Hanusik, Rebecca Monck Ricigliano
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"SEC Warns Against Insider Trading Risks from Pandemic Fallout,"
White Collar Alert
(March 25, 2020).
Contacts: Derek A. Hahn, Thomas A. Hanusik, Rebecca Monck Ricigliano, Daniel L. Zelenko
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"Second Circuit Confirms Easier Path to Insider Trading Convictions,"
White Collar Alert
(January 7, 2020).
Contacts: Rebecca Monck Ricigliano, Daniel L. Zelenko, Lisa Nicole Umans, Nimrod Haim Aviad, Thomas A. Hanusik
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"DOJ Further Encourages Swift Self-Reporting with Changes to Corporate Enforcement Policy,"
White Collar Alert
(December 2, 2019).
Contacts: Thomas A. Hanusik, Derek A. Hahn, Nimrod Haim Aviad
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"DOJ Centralizes Guidance on "The Evaluation of Corporate Compliance Programs","
Government Contracts Bullet Points
(May 7, 2019).
Contacts: Thomas A. Hanusik, Derek A. Hahn, Lorraine M. Campos, Paul Freeman, Nkechi Kanu, Payal Nanavati
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"New DOJ Policies Relieve "Catch-22" Pressure on Companies Conducting Cross-Border Investigations,"
White Collar Alert
(December 14, 2018).
Contacts: John E. Davis, Thomas A. Hanusik
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"SEC Whistleblower Office Reports Record Numbers for FY2018,"
White Collar Alert
(November 19, 2018).
Contacts: Thomas A. Hanusik, Rebecca Monck Ricigliano, Daniel L. Zelenko
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"Financial Regulators Have Gotten the Memo—The "Brand Memo","
White Collar Alert
(September 14, 2018).
Contacts: Thomas A. Hanusik, Rebecca Monck Ricigliano
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"Second Circuit Rejects Government’s Attempt to Expand the Extraterritorial Reach of the FCPA Utilizing Accomplice and Conspiracy Liability,"
White Collar Alert
(August 29, 2018).
Contacts: Kelly T. Currie, Alan W. H. Gourley, Thomas A. Hanusik, Derek A. Hahn
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"Time is not on the SEC's Side: EDNY Issues New Statute of Limitations Ruling in the Wake of Kokesh,"
White Collar Alert
(July 17, 2018).
Contacts: Thomas A. Hanusik, Rebecca Monck Ricigliano, Daniel L. Zelenko, Nimrod Haim Aviad
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"I Can’t Get No (Retroactive) Relief,"
White Collar Alert
(June 8, 2018).
Contacts: Rebecca Monck Ricigliano, Derek A. Hahn, Thomas A. Hanusik, Jeff Severson
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"New DOJ Policy Encourages Coordination Among Regulators To Limit "Piling On" Corporate Penalties,"
White Collar Alert
(May 10, 2018).
Contacts: Kelly T. Currie, Thomas A. Hanusik, Rebecca Monck Ricigliano, Lisa Nicole Umans
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"Supreme Court Decision Forces Resolution of SEC-IRS Conflict on Disgorgement,"
White Collar Alert
(December 6, 2017).
Contact: Thomas A. Hanusik
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"FinCEN's Action Against BTC-e: Another Effort to Bring Law and Order to the Virtual Currency Frontier,"
White Collar Alert
(August 23, 2017).
Contacts: Carlton Greene, Thomas A. Hanusik, Sarah Bartle
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"Convictions Overturned: Fifth Amendment Prohibits Use of Testimony Compelled by Foreign Governments,"
White Collar Alert
(July 24, 2017).
Contacts: Thomas A. Hanusik, Sarah Bartle
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"DOJ's FCPA Pilot Program Issues First Public Declination Under Trump Administration,"
White Collar Alert
(June 21, 2017).
Contacts: Thomas A. Hanusik, Derek A. Hahn
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"The Month in International Trade — May 2017,"
International Trade Bulletin
(June 8, 2017).
Contacts: Jeffrey L. Snyder, Edward Goetz, Daniel Cannistra, Alexander H. Schaefer, John B. Brew, Robert L. LaFrankie, Aaron Marx, Eduardo Mathison, Carlton Greene, David (Dj) Wolff, Thomas A. Hanusik, Sarah Bartle, Kelly T. Currie, Ian A. Laird, John Laird, Alan W. H. Gourley, Adelicia R. Cliffe, M. Yuan Zhou
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"Supreme Court Rules SEC Disgorgement Is a Penalty Subject to Five-Year Statute of Limitations,"
White Collar Alert
(June 6, 2017).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko, Nimrod Haim Aviad
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"A $250,000 Settlement with FinCEN Puts AML Compliance Officers in the Cross-Hairs,"
White Collar Alert
(May 10, 2017).
Contacts: Carlton Greene, Thomas A. Hanusik, Sarah Bartle
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"The Gift of Giving: Supreme Court Upholds Conviction in Salman Insider Trading Case,"
White Collar Alert
(December 8, 2016).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko, Nimrod Haim Aviad
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"SEC Adopts Amendments to Rules of Practice for Administrative Proceedings,"
White Collar Alert
(July 18, 2016).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko
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"Your Government at Work: IRS and SEC Take Contrary Positions on Disgorgement,"
Tax Alert
(June 3, 2016).
Contacts: David B. Blair, Thomas A. Hanusik, Daniel L. Zelenko
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"This Month in International Trade - April 2016,"
International Trade Bulletin
(May 5, 2016).
Contacts: John B. Brew, Edward Goetz, Daniel Cannistra, Anne Elise Herold Li, David (Dj) Wolff, Carlton Greene, Stephen M. Byers, Kelly T. Currie, Thomas A. Hanusik, Alan W. H. Gourley, Glen G. McGorty, Ian A. Laird
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"Courts Can Bark But Can't Bite: D.C. Circuit Holds DPAs are in the Sole Province of Prosecutors,"
White Collar Alert
(April 8, 2016).
Contacts: Thomas A. Hanusik, Glen G. McGorty, Kelly T. Currie, Stephen M. Byers
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"And Now the Carrots: DOJ Announces FCPA Self-Reporting Pilot Program,"
White Collar Alert
(April 6, 2016).
Contacts: Stephen M. Byers, Kelly T. Currie, Thomas A. Hanusik, Alan W. H. Gourley
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"This Month in International Trade - February 2016,"
International Trade Bulletin
(March 8, 2016).
Contacts: John B. Brew, Edward Goetz, Daniel Cannistra, David (Dj) Wolff, Thomas A. Hanusik, Carlton Greene, Ian A. Laird, Alexander H. Schaefer, Eduardo Mathison
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"This Month in International Trade - December 2015,"
International Trade Bulletin
(January 7, 2016).
Contacts: John B. Brew, Edward Goetz, Alan W. H. Gourley, Daniel Cannistra, Thomas A. Hanusik, Alexander H. Schaefer, Ian A. Laird, Carlton Greene, David (Dj) Wolff, Eduardo Mathison
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"UK's Serious Fraud Office (SFO) Secures First-Ever Deferred Prosecution Agreement (DPA),"
International Trade Bulletin
(December 2, 2015).
Contacts: Thomas A. Hanusik, Alan W. H. Gourley
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"This Month in International Trade - September 2015,"
International Trade Bulletin
(October 8, 2015).
Contacts: John B. Brew, Edward Goetz, Daniel Cannistra, Thomas A. Hanusik, Ian A. Laird, Glen G. McGorty, David (Dj) Wolff, Eduardo Mathison
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"The SEC Issues Guidance on Forum Selection in Response to Home Court Advantage Critics,"
White Collar Alert
(May 12, 2015).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko
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"Are Commercial Bribes the "Broken Windows" of the FCPA?,"
(February 25, 2015).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko
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"New SEC Case a Reminder that Hedge Fund Internal Analyses Can Constitute "Inside Information","
Corporate Alert
(October 8, 2014).
Contacts: Daniel L. Zelenko, Thomas A. Hanusik
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"Supreme Court Rejects SEC's Ability to Seek Civil Penalties More than Five Years after an Alleged Fraud,"
White Collar Alert
(March 1, 2013).
Contact: Thomas A. Hanusik
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"Top Five Takeaways From the New FCPA Guide,"
Government Contracts Bullet Points
(November 21, 2012).
Contacts: Stephen M. Byers, Alan W. H. Gourley, Thomas A. Hanusik, Kelly T. Currie, Daniel L. Zelenko
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"Are Members of Royalty "Foreign Officials" Under the FCPA? Not Always, But Tread Carefully in the Arabian Gulf States,"
(November 20, 2012).
Contacts: Thomas A. Hanusik, Alan W. H. Gourley, Kelly T. Currie, Daniel L. Zelenko
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"As U.S. Eases Burma/Myanmar Sanctions, Many Challenges Remain for U.S. Business, Including Money Laundering and Corruption Risks,"
International Trade Bulletin
(November 19, 2012).
Contacts: Thomas A. Hanusik, Philip T. Inglima, Stephen M. Byers, Alan W. H. Gourley, Jeffrey L. Snyder, Kelly T. Currie, Daniel L. Zelenko
-
"DOJ and SEC Issue Long-Awaited FCPA Guidance,"
Government Contracts Bullet Points
(November 14, 2012).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Kelly T. Currie, Stephen M. Byers
-
"Supreme Court Upholds Reasonable Doubt Standard for Criminal Fines,"
(June 22, 2012).
Contacts: Thomas A. Hanusik, Kelly T. Currie
-
"UK Bribery Act – Ready or Not, Here It Comes,"
White Collar Alert
(June 30, 2011).
Contacts: Thomas A. Hanusik, Alan W. H. Gourley, Kelly T. Currie, Daniel L. Zelenko
-
"Ineffective Insider Traders Avoid Double Whammy of a Failed Trade and Civil Penalties,"
White Collar Alert
(June 14, 2011).
Contacts: Daniel L. Zelenko, Thomas A. Hanusik
-
"The New Bounty Hunters: Congress Creates New Incentives to Report Securities and Commodities Fraud,"
White Collar Alert
(July 15, 2010).
Contacts: Michael W. Lieberman, Thomas A. Hanusik, Daniel L. Zelenko
-
"Sarbanes-Oxley Survives but Supreme Court Bolsters Discretion to Remove PCAOB Members,"
White Collar Alert
(June 30, 2010).
Contacts: Daniel L. Zelenko, Thomas A. Hanusik
-
"DOJ Allows Hiring of Foreign Official under the FCPA,"
White Collar Alert
(April 23, 2010).
Contacts: Thomas A. Hanusik, Alan W. H. Gourley, Daniel L. Zelenko
-
"Take Two -- Charging The Bribe Recipient,"
White Collar Alert
(January 25, 2010).
Contacts: Thomas A. Hanusik, Alan W. H. Gourley
-
"President Creates Interagency Financial Fraud Enforcement Task Force,"
White Collar Alert
(November 19, 2009).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko
-
"Pushing the Envelope on Insider Trading,"
White Collar Alert
(July 23, 2009).
Contacts: Thomas A. Hanusik, Daniel L. Zelenko
-
"Decision Could Limit Work Product Protection for Cooperating Companies,"
White Collar Alert
(July 13, 2009).
Contacts: Thomas A. Hanusik, Stephen M. Byers
-
"Aiding and Abetting SEC Violations Limited by the First Circuit,"
White Collar Alert
(February 17, 2009).
Contact: Thomas A. Hanusik
-
"Private Right of Action under the FCPA? Risks increase as litigants increasingly use foreign bribery allegations as predicate acts in U.S. civil tort cases.,"
White Collar Alert
(October 29, 2008).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Aryeh S. Portnoy
-
"FCPA Enforcement Update – DOJ Arrests Four Individuals for Bribery Activities in Vietnam,"
International Trade Bulletin
(September 10, 2008).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Aryeh S. Portnoy
-
"FCPA Enforcement Update – DOJ Arrests Four Individuals for Bribery Activities in Vietnam,"
White Collar Alert
(September 10, 2008).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Aryeh S. Portnoy
-
"Tis the Season to Give Gifts or Is It?,"
White Collar Alert
(January 2, 2008).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Aryeh S. Portnoy
-
"FCPA’s Ever-Expanding Reach Goes Private,"
White Collar Alert
(December 19, 2007).
Contacts: Aryeh S. Portnoy, Thomas A. Hanusik, Alan W. H. Gourley
-
"SEC Settlement Highlights Risks for Corporate Executives Under the FCPA,"
White Collar Alert
(December 14, 2007).
Contacts: Aryeh S. Portnoy, Thomas A. Hanusik, Alan W. H. Gourley
-
"SEC Ramps Up Hedge Fund Enforcement,"
White Collar Alert
(August 3, 2007).
Contact: Thomas A. Hanusik
-
"DOJ Makes Good On Promise To Prosecute Individuals For FCPA Violations,"
White Collar Alert
(July 27, 2007).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Aryeh S. Portnoy, John L. Murino
-
"Record $44 Million Settlement for FCPA Violations,"
White Collar Alert
(April 27, 2007).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Aryeh S. Portnoy, John L. Murino
-
"Grand Jury Returns Second FCPA Indictment of Former Alcatel Executives,"
White Collar Alert
(March 21, 2007).
Contacts: Aryeh S. Portnoy, Thomas A. Hanusik, Alan W. H. Gourley
-
"Department Of Justice Issues Updated Guidelines For Corporate Prosecution,"
Government Contracts Bullet Points
(December 27, 2006).
Contacts: Thomas A. Hanusik, Philip T. Inglima, Aryeh S. Portnoy
-
"Department of Justice Supersedes Thompson Memorandum,"
White Collar Alert
(December 13, 2006).
Contacts: Thomas A. Hanusik, Philip T. Inglima, Aryeh S. Portnoy
-
"Uncle Sam Stretches Its Long Arm to Enforce The Foreign Corrupt Practices Act,"
White Collar Alert
(October 16, 2006).
Contacts: Alan W. H. Gourley, Thomas A. Hanusik, Philip T. Inglima
-
"Proposed Rules of Evidence Amendment,"
White Collar Alert
(July 25, 2006).
Contacts: Philip T. Inglima, Thomas A. Hanusik
-
"DOJ Rebuked on Limitation of Legal Fee Coverage,"
White Collar Alert
(June 29, 2006).
Contacts: Philip T. Inglima, Thomas A. Hanusik
Press Coverage
-
Girardi Keese Finances May Take Years, And Luck, To Unravel
March 14, 2022 — Law360
-
With A Court Opinion, Have Trading Risks Expanded For Directors?
January 28, 2022 — Agenda Week
-
Gensler Directs SEC to Examine Exec, Director Stock Sales
June 25, 2021 — Agenda
-
Fla. Asphalt Co. To Pay $16.6M Over South American Bribes
September 22, 2020 — Law360
-
Gov't Contractor Inks $38M Deal Over Military Bribery Claims
September 16, 2020 — Law360
-
Ex-Alstom Exec Gets Time Served For Indonesia Bribery
July 20, 2020 — Law360
-
With One Crime, An Ex-Congressman Damaged 2 Families
June 24, 2020 — The New York Times
-
'Tread Lightly'- Profiting From the Pandemic
June 12, 2020 — Agenda
-
Cameron Collins Gets Probation-And His Father Gets All the Blame
January 23, 2020 — The Buffalo News
-
Ex-Congressman's Son Dodges Prison For Insider Trading
January 23, 2020 — Law360
-
Probation Office: Cameron Collins Should Get Six Months In Prison
January 10, 2020 — The Buffalo News
-
Distilling Lessons From The Uptick In FCPA Declinations
September 6, 2017 — Compliance Week
-
Mueller's Dream Team Gears Up
June 14, 2017 — Bloomberg Businessweek
-
GIR 100 2016
September 23, 2016 — Global Investigations Review-GIR 100
-
Washington DC's FCPA Bar: Crowell & Moring
August 16, 2016 — GIR - Global Investigations Review
-
Washington Litigation Departments of the Year: Crowell & Moring General Civil Litigation
June 24, 2013 — National Law Journal
-
FCPA Powerhouse: Crowell & Moring
May 29, 2013 — Law360
-
Ralph Lauren Corp. Agrees to Pay Fine in Bribery Case
April 22, 2013 — New York Times
-
Q&A With Crowell's Tom Hanusik
April 12, 2013 — Law360
-
Why White is the Right Choice to Head the SEC
February 12, 2013 — Compliance Week
-
From Watergate to Today, How FCPA Became So Feared
October 1, 2012 — Wall Street Journal
-
Corporate Crime Defense Bar in Unison: More Prosecutions Are on the Way
February 19, 2009 — Corporate Crime Reporter
Firm News & Announcements
| August 18, 2022 |
The Best Lawyers in America 2023 Recognizes 54 Crowell & Moring Attorneys, Three Selected as Lawyer of the Year |
| June 1, 2022 |
Chambers USA 2022 Ranks 70 Crowell & Moring Lawyers and 37 Practice Areas Among Best in U.S. |
| March 18, 2022 |
Chambers Ranks Seven Crowell Practice Groups and 13 Lawyers in 2022 Global Guide |
| November 11, 2021 |
Crowell & Moring Named to "GIR 100" for Seventh Consecutive Year |
| August 19, 2021 |
The Best Lawyers in America 2022 Recognizes 53 Crowell & Moring Attorneys, One Selected as Lawyer of the Year |
| May 20, 2021 |
Chambers USA 2021 Ranks 63 Crowell & Moring Lawyers and 30 Practice Areas Among Best in U.S. |
| March 15, 2021 |
Crowell & Moring Establishes Global Environmental, Social, and Governance Advisory Team |
| October 29, 2020 |
Crowell & Moring Named to "GIR 100" for Sixth Consecutive Year |
| August 20, 2020 |
The Best Lawyers in America 2021 Recognizes 46 Crowell & Moring Attorneys, Two Selected as Lawyer of the Year |
| July 7, 2020 |
Crowell & Moring Releases Investigations Crisis Response Mobile Application |
| April 23, 2020 |
Chambers USA 2020 Ranks 53 Crowell & Moring Lawyers and 21 Practice Areas Among Best in U.S. |
| November 5, 2019 |
Global Investigations Review Names Crowell & Moring’s White Collar & Regulatory Enforcement Group to “GIR 100” Fifth Year in a Row |
| September 20, 2019 |
Super Lawyers Recognizes 82 Crowell & Moring Lawyers Across United States |
| August 16, 2019 |
The Best Lawyers in America 2020 Recognizes 49 Crowell & Moring Attorneys, Three Selected as Lawyer of the Year |
| April 29, 2019 |
Chambers USA 2019 Ranks 53 Crowell & Moring Lawyers and 21 Practice Areas Among Best in U.S. |
| October 15, 2018 |
Super Lawyers Recognizes 82 Crowell & Moring Lawyers Across United States |
| August 15, 2018 |
The Best Lawyers in America 2019 Recognizes 38 Crowell & Moring Attorneys |
| May 9, 2018 |
Chambers USA 2018 Ranks 52 Crowell & Moring Lawyers and 24 Practice Areas Among Best in U.S. |
| November 7, 2017 |
Crowell & Moring Partner Thomas Hanusik Named to Securities Docket’s 'Enforcement 40' |
| October 31, 2017 |
Super Lawyers Recognizes 79 Crowell & Moring Lawyers Across United States |
| October 31, 2017 |
The Best Lawyers in America 2018 Recognizes 40 Crowell & Moring Lawyers |
| October 27, 2017 |
Crowell & Moring’s White Collar & Regulatory Enforcement Group Recognized Among Global Investigations Review's "GIR 100" |
| May 26, 2017 |
Chambers USA 2017 Ranks 53 Crowell & Moring Lawyers and 23 Practice Areas Among Best in U.S. |
| November 30, 2016 |
Super Lawyers Recognizes 71 Crowell & Moring Lawyers Across United States |
| September 23, 2016 |
Global Investigations Review Recognizes Crowell & Moring’s White Collar & Regulatory Enforcement Group Among "GIR 100" |
| August 18, 2016 |
The Best Lawyers in America 2017 Recognizes 38 Crowell & Moring Attorneys |
| May 27, 2016 |
Chambers USA Ranks 56 Crowell & Moring Attorneys and 19 Leading Practice Areas Among Best in U.S. |
| October 30, 2015 |
21 Crowell & Moring Lawyers Recognized by the International Who's Who of Business Lawyers 2015 |
| October 12, 2015 |
Crowell & Moring Recognized Among Global Investigations Review's 'GIR 100' |
| August 25, 2015 |
The Best Lawyers in America 2016 Recognizes 39 Crowell & Moring Attorneys |
| May 19, 2015 |
Chambers USA Ranks 53 Crowell & Moring Attorneys and 20 Leading Practice Areas Among Best in U.S. |
| January 13, 2015 |
Crowell & Moring Releases Third Annual Litigation Forecast Report and Inaugural Regulatory Forecast |
| August 28, 2014 |
The Best Lawyers In America 2015 Recognizes 40 Crowell & Moring Attorneys |
| July 1, 2014 |
25 Crowell & Moring Lawyers Recognized by The International Who's Who of Business Lawyers 2014 |
| May 23, 2014 |
Chambers USA Ranks 51 Crowell & Moring Attorneys and 19 Leading Practice Areas Among Best in U.S. |
| September 3, 2013 |
The Best Lawyers In America 2014 Recognizes 41 Crowell & Moring Attorneys |
| June 24, 2013 |
Crowell & Moring Recognized by National Law Journal as Washington, D.C. "General Civil Litigation" Department of the Year |
| May 29, 2013 |
Crowell & Moring Among Law360's Elite "FCPA Powerhouse" Law Firms |
| April 22, 2013 |
Deal Note: Crowell & Moring Secures Unprecedented Parallel SEC/DOJ Non-Prosecution Agreements for Client Ralph Lauren Corporation |
| September 4, 2012 |
The Best Lawyers in America 2013 Recognizes 44 Crowell & Moring Attorneys |
| February 16, 2012 |
Crowell & Moring Among Law360's Elite "Practice Group of the Year" Listing for Government Contracts and White Collar |
| August 30, 2011 |
The Best Lawyers in America 2012 Recognizes 43 Crowell & Moring Attorneys |
| August 3, 2010 |
The Best Lawyers in America 2011 Recognizes 44 Crowell & Moring Attorneys |
| December 8, 2008 |
Credit Market Leaders Discuss What’s Next in Market Forces, Litigation, Regulation, Accounting & Tax |
| September 11, 2007 |
The Best Lawyers in America 2008 Recognizes 34 Crowell & Moring Attorneys |