Executive Practice
Overview
Companies, boards of directors, investors, management teams, and individual CXOs face increasing scrutiny and hazards in navigating an ever-more complex host of issues relating to executives—from consideration of candidates through addressing departure and post-separation issues. Crowell & Moring's Executive Practice team offers deep, broad, and synchronized representation of companies, investors, and executives across the gamut of these issues. From recruitment to negotiation of all agreements relating to executives, partners, members and directors, to executive mobility and trade secrets, to crisis management, to equity and executive compensation, our holistic approach ensures that clients receive practical, effective guidance on these incredibly sensitive and critical matters.
Insights
Client Alert | 3 min read | 10.30.23
On October 24, 2023, Gurbir S. Grewal, Director of the U.S. Securities and Exchange Commission’s (“SEC”) Division of Enforcement, provided a preview of the agency’s enforcement outlook against Chief Compliance Officers (“CCO”) in the upcoming year. His remarks highlight the continued importance of compliance programs (and continued focus on the part of regulators on those programs), but also make clear that SEC enforcement actions targeting behavior on the part of CCOs will continue to be rare.
Client Alert | 2 min read | 09.21.23
Client Alert | 3 min read | 07.26.23
Client Alert | 1 min read | 05.09.23
SEC Issues Record $279 Million Award to Whistleblower Expanding an Existing Investigation
Insights
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01.20.23
Compliance & Enforcement
Professionals
Insights
Client Alert | 3 min read | 10.30.23
On October 24, 2023, Gurbir S. Grewal, Director of the U.S. Securities and Exchange Commission’s (“SEC”) Division of Enforcement, provided a preview of the agency’s enforcement outlook against Chief Compliance Officers (“CCO”) in the upcoming year. His remarks highlight the continued importance of compliance programs (and continued focus on the part of regulators on those programs), but also make clear that SEC enforcement actions targeting behavior on the part of CCOs will continue to be rare.
Client Alert | 2 min read | 09.21.23
Client Alert | 3 min read | 07.26.23
Client Alert | 1 min read | 05.09.23
SEC Issues Record $279 Million Award to Whistleblower Expanding an Existing Investigation