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US Sanctions Webinar Series

Webinar | 10.10.24 - 11.14.24

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Virtual

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Thursday, October 10, 2024
Understanding FinCEN's Final Rule: AML/CFT Compliance for Investment Advisers
Click here to view the on-demand webinar program.
On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) issued a final rule that will impose new anti-money laundering and countering the financing of terrorism (AML/CFT) requirements on SEC-registered investment advisers and exempt reporting advisers. 
Join us for an insightful webinar on the new regulatory requirements issued by FinCEN. This session will provide a comprehensive overview of the specific requirements for AML/CFT compliance programs, as well as key takeaways and issues to keep top of mind as we move into this new enforcement era.

Thursday, November 14, 2024
Navigating U.S. Sanctions for Global Investment Funds and Financial Institutions
Join Crowell’s Financial Services attorneys, including Crowell Partner, Carlton Green, former Chief Counsel at FinCEN, where we’ll explore key U.S. sanctions issues impacting investment funds across all asset classes and global financial institutions. This session will provide essential insights and actionable strategies to help investment professionals and institutions navigate the complex landscape of U.S. sanctions in the global market.
In this webinar, our attorneys will discuss the following topics:

  • Types of U.S. sanctions and their impact on investment funds and financial institutions
  •  Risks to funds and institutions operating in sanctioned markets and industries
  • Compliance strategies for investment funds and financial institutions with global operations
  • Practical steps for managing sanctions-related risks
  • Extensive assessments of firms’ sanctions compliance systems and controls
  • Investor and investment screening to ensure compliance U.S. sanctions regulations

For more information, please visit these areas: Investment Funds, Financial Services

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Insights

Webinar | 09.08.26

Digital Product Passports and Digital Material Passports: What You Need to Know (Part 2)

Digital Product Passports are set to transform how products are sold across Europe. For consumers, this means unprecedented access to product information. Sustainability and compliance data, alongside other key product details, will become far easier to access and compare than ever before. As a “single source of truth” for products, DPPs may also enable EU authorities to identify non-compliance more quickly and efficiently, potentially restricting or preventing non-compliant products from entering the European market....

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