So You Want To Be A CCO: Insider Tips and Tricks of the Profession
Event | 08.17.10, 12:00 AM UTC - 12:00 AM UTC
The Chief Compliance Officer (CCO) has become a crucial employee at most financial services firms, and a stand-alone one requiring technical skills and the knowledge of ever-evolving rules and best practices.
This webcast will:
Provide practical tips for managing a compliance function such as:
- Understanding the primary compliance function
- Differences in the compliance role at BDs, IAs and other financial institutions
- Prioritizing and managing time, while wearing multiple hats
- Managing policies and keeping pace with rule changes
- Nurturing key relationships
Mark Egert is one of the speakers at this webcast.
For more information, please visit these areas: White Collar and Regulatory Enforcement
Insights
Event | 12.04.25
ACI 30th Annual Conference on Drug & Medical Device Litigation
Dan Campbell with Speak on the panel "Mastering MDL Case Management: What Proposed Rule 16.1 Really Means for Consolidated Litigation."
Rule 16.1 attempts to guide early case management in MDLs, impacting litigation pace and costs. Permissive language like “should” instead of “must”, could lead to inconsistent applications. This panel will explore the rule’s anticipated impact and implications for procedures.
Event | 12.03.25 - 12.04.25
Caroline Brown to Speak at ACI New York Forum on Economic Sanctions
Event | 11.04.25
