So You Want To Be A CCO: Insider Tips and Tricks of the Profession
Event | 08.17.10, 12:00 AM UTC - 12:00 AM UTC
The Chief Compliance Officer (CCO) has become a crucial employee at most financial services firms, and a stand-alone one requiring technical skills and the knowledge of ever-evolving rules and best practices.
This webcast will:
Provide practical tips for managing a compliance function such as:
- Understanding the primary compliance function
- Differences in the compliance role at BDs, IAs and other financial institutions
- Prioritizing and managing time, while wearing multiple hats
- Managing policies and keeping pace with rule changes
- Nurturing key relationships
Mark Egert is one of the speakers at this webcast.
For more information, please visit these areas: White Collar and Regulatory Enforcement
Insights
Event | 02.20.25
Has the Buss Stopped? Recoupment Today
Has the Buss Stopped? Recoupment Today: In 1997, the California Supreme Court decided Buss v. Superior Court. In Buss, the court concluded that a liability insurer that defended a mixed action could seek reimbursement from the insured for the defense costs associated with the claims that were not even potentially covered. Since then, numerous courts have held that insurers are entitled to recoup their defense costs associated with uncovered claims or causes of action. On the other hand, a significant number of courts have rejected insurers’ right to recoupment, at least in the absence of a policy provision granting the insurer that right. Some commentators have even suggested that the current judicial trend might be away from permitting insurers to recoup their defense costs. Is that correct? Has the Buss stopped? This panel of coverage experts will analyze insurers’ claimed right to recoupment today, and offer their perspectives on what the law on recoupment should perhaps be and might be in the future.
Event | 12.05.24
Event | 12.05.24
Event | 12.04.24
Inside the Arbitrators’ Chambers: Best Practices of Arbitrators