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Anti-Money Laundering & Financial Crimes Conference 2023

Event | 05.22.23 - 05.23.23

Address

Convene
225 Liberty St
New York, NY

Register Here

SIFMA’s Anti-Money Laundering & Financial Crimes Conference is the leading forum for professionals from the securities industry. Together, we gather with regulatory agencies and law enforcement to discuss current legal and regulatory developments and priorities in the AML and financial crime space.Explore hot topics in AML and financial crime in this article and register today to continue the conversation from May 22-23, 2023 in New York City.

Crowell's Jason Prince joins moderator, Scott Willis, SVP, Deputy Chief AML Officer (Raymond James Financial) alongside panelists Jared Cail, Director, Global Financial Crimes Manager (Bank of America), Laura Deegan, Senior Compliance Officer, Office of Foreign Assets Control (OFAC), and John Thorpe, Head, Financial Crimes Compliance (Vanguard) to speak on "Sanctions: The #1 Foreign Policy Tool."

From China to Russia, sanctions have become the number one foreign policy tool. This panel will look back at the challenges the securities industry faced implementing Russia sanctions just over a year ago, and preparing your programs to be resilient and flexible for surely the next round of sanctions, wherever and whenever they may be employed. Sanctions are only as effective as they can be enforced. The panel will discuss sanctions evasion and enforcement – priorities for the U.S. and allies.

For more information, please visit these areas: International Trade, Export Controls, National Security, White Collar and Regulatory Enforcement, Anti-Money Laundering (AML), Antitrust Investigations

Insights

Event | 02.20.25

Has the Buss Stopped? Recoupment Today

Has the Buss Stopped? Recoupment Today: In 1997, the California Supreme Court decided Buss v. Superior Court. In Buss, the court concluded that a liability insurer that defended a mixed action could seek reimbursement from the insured for the defense costs associated with the claims that were not even potentially covered. Since then, numerous courts have held that insurers are entitled to recoup their defense costs associated with uncovered claims or causes of action. On the other hand, a significant number of courts have rejected insurers’ right to recoupment, at least in the absence of a policy provision granting the insurer that right. Some commentators have even suggested that the current judicial trend might be away from permitting insurers to recoup their defense costs. Is that correct? Has the Buss stopped? This panel of coverage experts will analyze insurers’ claimed right to recoupment today, and offer their perspectives on what the law on recoupment should perhaps be and might be in the future.

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