Mining Law Monitor - Volume 21, Issue 2 - (Winter 2004/2005)
Client Alert | less than 1 min read | 01.11.05
- "Ethics and Compliance: Is Your Ethics and Compliance Program Working? How Can You Tell?," Author: Richard Bednar.
- "Fifth Amendment Takings: When Regulation “Goes Too Far,” Author: Michael Klise.
Insights
Client Alert | 6 min read | 06.09.26
Is Stock-a-palooza Over? Supreme Court allows SEC to Pursue Disgorgement
On June 4, 2026, the U.S. Supreme Court unanimously held that the U.S. Securities and Exchange Commission (SEC) can continue to pursue disgorgement as an equitable remedy in securities fraud cases without showing pecuniary loss by investors. The Court’s ruling in Sripetch v. SEC resolves a split between the U.S. Court of Appeals for the Second Circuit, which concluded that the SEC must demonstrate pecuniary loss, and the U.S. Courts of Appeals for the First and Ninth Circuits, which declined to require such a showing.
Client Alert | 2 min read | 06.09.26
Client Alert | 7 min read | 06.09.26
Client Alert | 11 min read | 06.08.26
