White Collar and Regulatory Enforcement
Overview
Experience You Can Count On
When facing government investigations or sensitive inquiries, entities and individuals require the counsel of experienced lawyers who understand the high stakes and unique challenges posed by such circumstances. Our deep bench of skilled and experienced former prosecutors and government enforcement officials assuredly guide companies and individuals following the receipt of a law enforcement subpoena, regulatory inquiry, or internal complaint. We work collaboratively with our clients from the outset to triage and evaluate the matter and engage with the government officials, while also working with clients to ensure that key stakeholders are promptly briefed. As a matter progresses, we craft and execute thoughtful strategies designed to achieve optimal outcomes.
Members of Crowell’s White Collar and Regulatory Enforcement Group are consistently recognized by Chambers USA, U.S. News & World Report-Best Lawyers (National Tier) and Global Investigations Review for their talent and skill.
Insights
Event | 04.08.24 - 04.10.24
2024 ACAMS The Assembly Hollywood Conference
The Anti-Money Laundering Act of 2020 (AMLA) and subsequent amendments created a new FinCEN Whistleblower Program specifically to report potential Bank Secrecy Act, sanctions, and money laundering violations. Today, the whistleblower provisions are an important consideration as part of an institution’s BSA/AML and sanctions compliance.
Join Crowell partner Anand Sithian for an insightful panel at the 2024 Association of Certified Anti-Money Laundering Specialists (ACAMS) Assembly Hollywood Conference, where the panel will discuss this new program, FinCEN’s new Office of the Whistleblower, and how institutions can assess the adequacy of their internal reporting mechanisms to further ensure regulatory compliance.
The panel will be moderated by Kelly Cooper, CAMS, Vice President, Global Financial Crimes Compliance, JPMorgan Chase & Co., and will include fellow panelist Matthew Haslinger, Executive Vice President, Chief BSA/AML/OFAC Officer, M&T Bank.
For more information on Crowell’s thought leadership on the FinCEN whistleblower program, please visit: Treasury eyes bank whistleblowers as it steps up sanctions enforcement; DOJ official: People ‘drawing the right conclusions’ on national security focus; One Year Later: Addressing Whistleblower Risks Under the AMLA
Client Alert | 6 min read | 03.21.24
Federal District Court Rules Corporate Transparency Act Unconstitutional
Publication | 03.20.24
Representative Matters
- Represent public and privately held companies and individuals in a wide range of government and internal investigations under the FCPA, and provide related compliance counseling. Our attorneys have negotiated successfully and obtained multiple declinations and an unprecedented dual non-prosecution agreement from DOJ and SEC on behalf of our clients.
- Work with corporate victims of criminal offenses, including representation of a major U.S. chemical company in parallel criminal and civil proceedings that resulted in the conviction of a foreign corporate competitor for trade secrets theft and a $175 million criminal restitution order in favor of our client.
- Crowell attorneys have been court-appointed as monitors for the New York City District Council of Carpenters and, serve on the monitor team for the International Union, United Automobile, and Aerospace and Agricultural Implement Workers of America.
- Defend Fortune 500 companies in FCA investigations and litigation in the health care and government contractor sectors.
- Serve as counsel for the Special Litigation Committee of a global Fortune 100 technology company in connection with securities fraud and breach of fiduciary duty.
- Represent corporate and individual clients in connection with DOJ Antitrust investigations involving price fixing, bid rigging, and hiring practices including “no-poach” agreements.
- Defend publicly-traded companies, board members, and individuals responding to FINRA, SEC, and DOJ inquiries and investigations concerning potential insider trading.
- Represent traders, salespeople, and compliance professionals at financial institutions in criminal and regulatory investigations by DOJ, SEC, and CFTC of alleged manipulation of benchmark rate settings and other alleged market manipulation.
- Representing senior executives and investment professionals at major financial institutions in connection with off-platform communication reviews as part of a massive sweep by the SEC.
- Represent public companies in connection with both internal and SEC enforcement inquiries related to alleged cybersecurity breaches including the “SolarWinds” incident.
Insights
Event | 04.08.24 - 04.10.24
2024 ACAMS The Assembly Hollywood Conference
The Anti-Money Laundering Act of 2020 (AMLA) and subsequent amendments created a new FinCEN Whistleblower Program specifically to report potential Bank Secrecy Act, sanctions, and money laundering violations. Today, the whistleblower provisions are an important consideration as part of an institution’s BSA/AML and sanctions compliance.
Join Crowell partner Anand Sithian for an insightful panel at the 2024 Association of Certified Anti-Money Laundering Specialists (ACAMS) Assembly Hollywood Conference, where the panel will discuss this new program, FinCEN’s new Office of the Whistleblower, and how institutions can assess the adequacy of their internal reporting mechanisms to further ensure regulatory compliance.
The panel will be moderated by Kelly Cooper, CAMS, Vice President, Global Financial Crimes Compliance, JPMorgan Chase & Co., and will include fellow panelist Matthew Haslinger, Executive Vice President, Chief BSA/AML/OFAC Officer, M&T Bank.
For more information on Crowell’s thought leadership on the FinCEN whistleblower program, please visit: Treasury eyes bank whistleblowers as it steps up sanctions enforcement; DOJ official: People ‘drawing the right conclusions’ on national security focus; One Year Later: Addressing Whistleblower Risks Under the AMLA
Client Alert | 6 min read | 03.21.24
Federal District Court Rules Corporate Transparency Act Unconstitutional
Publication | 03.20.24
Professionals
Insights
Event | 04.08.24 - 04.10.24
2024 ACAMS The Assembly Hollywood Conference
The Anti-Money Laundering Act of 2020 (AMLA) and subsequent amendments created a new FinCEN Whistleblower Program specifically to report potential Bank Secrecy Act, sanctions, and money laundering violations. Today, the whistleblower provisions are an important consideration as part of an institution’s BSA/AML and sanctions compliance.
Join Crowell partner Anand Sithian for an insightful panel at the 2024 Association of Certified Anti-Money Laundering Specialists (ACAMS) Assembly Hollywood Conference, where the panel will discuss this new program, FinCEN’s new Office of the Whistleblower, and how institutions can assess the adequacy of their internal reporting mechanisms to further ensure regulatory compliance.
The panel will be moderated by Kelly Cooper, CAMS, Vice President, Global Financial Crimes Compliance, JPMorgan Chase & Co., and will include fellow panelist Matthew Haslinger, Executive Vice President, Chief BSA/AML/OFAC Officer, M&T Bank.
For more information on Crowell’s thought leadership on the FinCEN whistleblower program, please visit: Treasury eyes bank whistleblowers as it steps up sanctions enforcement; DOJ official: People ‘drawing the right conclusions’ on national security focus; One Year Later: Addressing Whistleblower Risks Under the AMLA
Client Alert | 6 min read | 03.21.24
Federal District Court Rules Corporate Transparency Act Unconstitutional
Publication | 03.20.24
Insights
Event | 04.08.24 - 04.10.24
2024 ACAMS The Assembly Hollywood Conference
The Anti-Money Laundering Act of 2020 (AMLA) and subsequent amendments created a new FinCEN Whistleblower Program specifically to report potential Bank Secrecy Act, sanctions, and money laundering violations. Today, the whistleblower provisions are an important consideration as part of an institution’s BSA/AML and sanctions compliance.
Join Crowell partner Anand Sithian for an insightful panel at the 2024 Association of Certified Anti-Money Laundering Specialists (ACAMS) Assembly Hollywood Conference, where the panel will discuss this new program, FinCEN’s new Office of the Whistleblower, and how institutions can assess the adequacy of their internal reporting mechanisms to further ensure regulatory compliance.
The panel will be moderated by Kelly Cooper, CAMS, Vice President, Global Financial Crimes Compliance, JPMorgan Chase & Co., and will include fellow panelist Matthew Haslinger, Executive Vice President, Chief BSA/AML/OFAC Officer, M&T Bank.
For more information on Crowell’s thought leadership on the FinCEN whistleblower program, please visit: Treasury eyes bank whistleblowers as it steps up sanctions enforcement; DOJ official: People ‘drawing the right conclusions’ on national security focus; One Year Later: Addressing Whistleblower Risks Under the AMLA
Client Alert | 6 min read | 03.21.24
Federal District Court Rules Corporate Transparency Act Unconstitutional
Publication | 03.20.24