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Financial Institutions: Alerts & Newsletters

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Alerts & Newsletters

Oct.16.2018 Agencies Issue Joint Statement on Banks' Resource Sharing and Collaborative Arrangements
Feb.28.2017 NYDFS Implements First-In-The-Nation Cybersecurity Rule for Covered Financial Services Companies
Dec.09.2015 EU Legislators Agree on First EU-Wide Legislation on Cybersecurity
Dec.02.2015 UK's Serious Fraud Office (SFO) Secures First-Ever Deferred Prosecution Agreement (DPA)
Oct.02.2015 The NFA Weighs In With New Cybersecurity Guidance
Sep.18.2015 SEC Announces Guidance on Cybersecurity Exam Focus Areas
Jul.07.2015 The CFTC's Cross-Border Margin Proposal: What Investment Funds Need to Know
Jul.06.2015 Economic Espionage Poses Real Risks and New Burdens for Universities
Jun.23.2015 VIDEO: Alternative Fees in Law
May.21.2015 Overview of Rules for Qualified Foreign Financial Institutions’ Investment in Listed Shares in Saudi Arabia
May.05.2015 Supreme Court Denies UT’s Bid for Med Students FICA Refund
Apr.06.2015 SEC Proposes FINRA Registration for High-Frequency Traders – But at What Cost?
Mar.12.2015 Final Sarbanes-Oxley Act Whistleblower Retaliation Regulations Issued
Mar.04.2015 SEC Ramps Up Dodd-Frank Enforcement by Scrutinizing Confidentiality and Financial Award Restrictions
Feb.13.2015 Qualcomm's $975 Million China Settlement: Is NDRC Righting Antitrust Wrongs, or Building Industrial Policy?
Feb.09.2015 Cybersecurity Threats: Regulators Put Broker-Dealers and Investment Advisers on Notice
Jan.30.2015 Changing Landscape for Labor Unions at Academic Institutions: Implications of Pacific Lutheran University
Jan.30.2015 Should You Be Withholding on Per Diems Paid to Employees?
Jan.23.2015 Your Energy Tax Credit May Not Be Safe
Jan.16.2015 Treasury and Commerce Implement New U.S. Cuba Policy
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