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Some Expect to See SEC Lean Away from Courts Following Judge's Criticism

Jan.16.2012 — Broker Dealer (BD) Week

New York-based Corporate Group partner Eden L. Rohrer speaks to Broker Dealer (BD) Week about the Security Exchange Commission's (SEC) recent announcement that it will no longer use the "neither admit nor deny" phrase in SEC settlements that deal with the same misconduct that plaintiffs were convicted of or to which they admitted to in criminal court.

According to Rohrer, "It's unclear whether the new policy will have an effect on whether the Commission will be more inclined to pursue administrative settlements."

Related Professionals: Eden L. Rohrer
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