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So You Want To Be A CCO: Insider Tips and Tricks of the Profession

August 17, 2010 • Webcast

The Chief Compliance Officer (CCO) has become a crucial employee at most financial services firms, and a stand-alone one requiring technical skills and the knowledge of ever-evolving rules and best practices.

This webcast will:

Provide practical tips for managing a compliance function such as:

  • Understanding the primary compliance function
  • Differences in the compliance role at BDs, IAs and other financial institutions
  • Prioritizing and managing time, while wearing multiple hats
  • Managing policies and keeping pace with rule changes
  • Nurturing key relationships

Mark Egert is one of the speakers at this webcast.

Official Event Site

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