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NYCLA - 2015 Securities Litigation & Regulatory Enforcement Conference: Insights for the Financial Services Attorney

April 23, 2015 • New York, NY

Starts: 9:00 AM (EDT)
Ends: 5:00 PM (EDT)
Site: New York County Lawyers' Association
Address: 14 Vesey Street, New York, NY

The following topics will be discussed:

  • New Regulatory Landscape Reform, Proceedings, Investigations
  • Developments in White Collar Matters and Insider Trading Cases in the wake of Newman
  • Commodities, Futures and Derivatives – The Increasing Regulatory Reach
  • Raising Capital and New Financial Services Companies, Unregulated Broker Dealers and Unregistered Offerings: Legal Issues Surrounding Crowd Funding and Reg A+, Bitcoin, Apple Pay and Micro Cap Securities
  • General Counsels Litigation and Arbitration Hot Topics
  • Issues, Advice and Ethical matters when advising Financial Services Compliance Personnel

Linda Lerner will be speaking at this event.

Official Event Site

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