White Collar and Regulatory Enforcement
Overview
Experience You Can Count On
When facing government investigations or sensitive inquiries, entities and individuals require the counsel of experienced lawyers who understand the high stakes and unique challenges posed by such circumstances. Our deep bench of skilled and experienced former prosecutors and government enforcement officials assuredly guide companies and individuals following the receipt of a law enforcement subpoena, regulatory inquiry, or internal complaint. We work collaboratively with our clients from the outset to triage and evaluate the matter and engage with the government officials, while also working with clients to ensure that key stakeholders are promptly briefed. As a matter progresses, we craft and execute thoughtful strategies designed to achieve optimal outcomes.
Members of Crowell’s White Collar and Regulatory Enforcement Group are consistently recognized by Chambers USA, U.S. News & World Report-Best Lawyers (National Tier) and Global Investigations Review for their talent and skill.
Insights
Client Alert | 3 min read | 04.23.24
DOJ Promises NPAs to Certain Individuals Through New Voluntary Self-Disclosure Pilot Program
On April 15, 2024, the Acting Assistant Attorney General for the Criminal Division of the Department of Justice (“DOJ”) Nicole Argentieri announced a new Pilot Program on Voluntary Self-Disclosure for Individuals (“Pilot Program” or “Program”). The Pilot Program offers a clear path for voluntary self-disclosure by certain corporate executives and other individuals who are themselves involved in misconduct by corporations, in exchange for a Non-Prosecution Agreement (“NPA”). The Pilot Program specifically targets individuals who disclose to the Criminal Division at DOJ in Washington, D.C. information about certain corporate criminal conduct. By carving out a clear path to non-prosecution for those who qualify, DOJ has created another tool to uncover complex crimes that might not otherwise be reported to the Department.
Press Coverage | 04.22.24
SEC, DOJ Say That ‘Pillow Talk’ And Texting Can Break the Law
Representative Matters
- Represent public and privately held companies and individuals in a wide range of government and internal investigations under the FCPA, and provide related compliance counseling. Our attorneys have negotiated successfully and obtained multiple declinations and an unprecedented dual non-prosecution agreement from DOJ and SEC on behalf of our clients.
- Work with corporate victims of criminal offenses, including representation of a major U.S. chemical company in parallel criminal and civil proceedings that resulted in the conviction of a foreign corporate competitor for trade secrets theft and a $175 million criminal restitution order in favor of our client.
- Crowell attorneys have been court-appointed as monitors for the New York City District Council of Carpenters and, serve on the monitor team for the International Union, United Automobile, and Aerospace and Agricultural Implement Workers of America.
- Defend Fortune 500 companies in FCA investigations and litigation in the health care and government contractor sectors.
- Serve as counsel for the Special Litigation Committee of a global Fortune 100 technology company in connection with securities fraud and breach of fiduciary duty.
- Represent corporate and individual clients in connection with DOJ Antitrust investigations involving price fixing, bid rigging, and hiring practices including “no-poach” agreements.
- Defend publicly-traded companies, board members, and individuals responding to FINRA, SEC, and DOJ inquiries and investigations concerning potential insider trading.
- Represent traders, salespeople, and compliance professionals at financial institutions in criminal and regulatory investigations by DOJ, SEC, and CFTC of alleged manipulation of benchmark rate settings and other alleged market manipulation.
- Representing senior executives and investment professionals at major financial institutions in connection with off-platform communication reviews as part of a massive sweep by the SEC.
- Represent public companies in connection with both internal and SEC enforcement inquiries related to alleged cybersecurity breaches including the “SolarWinds” incident.
Insights
Client Alert | 3 min read | 04.23.24
DOJ Promises NPAs to Certain Individuals Through New Voluntary Self-Disclosure Pilot Program
On April 15, 2024, the Acting Assistant Attorney General for the Criminal Division of the Department of Justice (“DOJ”) Nicole Argentieri announced a new Pilot Program on Voluntary Self-Disclosure for Individuals (“Pilot Program” or “Program”). The Pilot Program offers a clear path for voluntary self-disclosure by certain corporate executives and other individuals who are themselves involved in misconduct by corporations, in exchange for a Non-Prosecution Agreement (“NPA”). The Pilot Program specifically targets individuals who disclose to the Criminal Division at DOJ in Washington, D.C. information about certain corporate criminal conduct. By carving out a clear path to non-prosecution for those who qualify, DOJ has created another tool to uncover complex crimes that might not otherwise be reported to the Department.
Press Coverage | 04.22.24
SEC, DOJ Say That ‘Pillow Talk’ And Texting Can Break the Law
Professionals
Insights
Client Alert | 3 min read | 04.23.24
DOJ Promises NPAs to Certain Individuals Through New Voluntary Self-Disclosure Pilot Program
On April 15, 2024, the Acting Assistant Attorney General for the Criminal Division of the Department of Justice (“DOJ”) Nicole Argentieri announced a new Pilot Program on Voluntary Self-Disclosure for Individuals (“Pilot Program” or “Program”). The Pilot Program offers a clear path for voluntary self-disclosure by certain corporate executives and other individuals who are themselves involved in misconduct by corporations, in exchange for a Non-Prosecution Agreement (“NPA”). The Pilot Program specifically targets individuals who disclose to the Criminal Division at DOJ in Washington, D.C. information about certain corporate criminal conduct. By carving out a clear path to non-prosecution for those who qualify, DOJ has created another tool to uncover complex crimes that might not otherwise be reported to the Department.
Press Coverage | 04.22.24
SEC, DOJ Say That ‘Pillow Talk’ And Texting Can Break the Law
Insights
Client Alert | 3 min read | 04.23.24
DOJ Promises NPAs to Certain Individuals Through New Voluntary Self-Disclosure Pilot Program
On April 15, 2024, the Acting Assistant Attorney General for the Criminal Division of the Department of Justice (“DOJ”) Nicole Argentieri announced a new Pilot Program on Voluntary Self-Disclosure for Individuals (“Pilot Program” or “Program”). The Pilot Program offers a clear path for voluntary self-disclosure by certain corporate executives and other individuals who are themselves involved in misconduct by corporations, in exchange for a Non-Prosecution Agreement (“NPA”). The Pilot Program specifically targets individuals who disclose to the Criminal Division at DOJ in Washington, D.C. information about certain corporate criminal conduct. By carving out a clear path to non-prosecution for those who qualify, DOJ has created another tool to uncover complex crimes that might not otherwise be reported to the Department.
Press Coverage | 04.22.24
SEC, DOJ Say That ‘Pillow Talk’ And Texting Can Break the Law